Risk, Control & Compliance Officer
Implement effective governance and risk management framework
Applying strong internal controls in all areas of financial management, risk management and asset control.
Initiate & implement risk appetite frameworks for operational risk and enterprise risk management for the company.
Ensure compliance with statutory authorities and audit requirements
Assist with implementation of both internal and external audit findings and related recommendations
Communicates results of investigations and/or audits and internal control evaluations in reports and presentations
Evaluates audit responses for adequacy, including root cause, timeliness as well as utilizes knowledge to facilitate appropriate corrective action
Resolves complex issues and escalates concerns through business and Management as appropriate
As needed participates in and/or supports preparation of regulatory agency inspections and/or responses to external observations
Maintains all organizational and professional ethical standards, while actively advocating and monitoring compliance
Actively supports continuous improvement of the audit program and the company Compliance
Consults with management on risk mitigation roadmaps and identifying control solutions.
Prepares communication that is complete and comprehensive, containing the critical information that others need; including audit reports and management memos